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    20.10.2017, PwC Deutschland
    SREP und aufsichtliche Anforderungen an die Säule II

    20.10.2017, BaFin
    Stellungnahmen können bis zum 17. November 2017 abgegeben werden.

    20.10.2017, EBA
    The European Banking Authority (EBA) published today an updated list of public sector entities (PSEs) that may be treated as regional governments, local authorities or central governments for the calc [...]

    20.10.2017, Die Deutsche Kreditwirtschaft
    Aufsichtliche Beurteilung bankinterner Risikotragfähigkeitskonzepte und deren prozessualer Einbindung in die Gesamtbanksteuerung („ICAAP“)

    20.10.2017, PwC Deutschland
    FATCA Guidance

    20.10.2017, BCBS
    The Basel Committee on Banking Supervision (BCBS), the Financial Stability Institute (FSI) of the Bank for International Settlements (BIS) and the Group of Banking Supervisors from Central and Eastern [...]

    19.10.2017, PwC Deutschland
    Aktuelles Thema: Rechnungszinsfuß von 6 % für Pensionsrückstellungen verfassungswidrig?

    18.10.2017, PwC Deutschland
    Die Konsultationsphase läuft bis zum 17. November 2017.

    18.10.2017, PwC Deutschland
    Zu klären war die Frage, ob es sich bei einem Leasingvertrag mit Kaufoption nach der Mehrwertsteuerrichtlinie um eine Lieferung oder vielmehr um eine sonstige Leistung handelt.

    17.10.2017, FSB
    This report present conclusions from a stocktake on cybersecurity regulations, guidance and supervisory practices which was delivered to the October 2017 G20 Finance Ministers and Central Bank Governo [...]

    17.10.2017, BaFin
    Die nationalen Aufsichtsbehörden können unter bestimmten Voraussetzungen eine spätere Veröffentlichung gestatten.

    17.10.2017, EZB
    Letter from Danièle Nouy, Chair of the Supervisory Board, to Mr Tajani, President of the European Parliament, regarding the draft addendum to the ECB Guidance to banks on non-performing loans

    17.10.2017, ESMA
    This will allow market participants to prepare their reporting systems ahead of the go-live date on 3 January 2018.

    16.10.2017, EBA
    Opinion of the European Banking Authority on issues related to the departure of the United Kingdom from the European Union.

    16.10.2017, PwC Deutschland
    FATCA Guidance

    16.10.2017, BaFin
    Entwurf von Empfehlungen der BaFin für Liquiditätsstresstests deutscher Kapitalverwaltungsgesellschaften.

    16.10.2017, Europäische Union
    Corrigendum to Commission Del Reg (EU) 2017/1542 of 8 June 2017 amending Del Reg (EU) 2015/35

    16.10.2017, EBA
    Draft benchmarking package for 2018 exercise (end 2017 data), updated October 2017

    16.10.2017, PwC International
    Several best practices that banks should follow to ensure they address PSD2 effectively and efficiently.

    16.10.2017, EBA
    These draft Guidelines are part of the EBA’s work to support the core objectives of the PSD2 of strengthening the integrated payments market across the European Union, ensuring a consistent applicatio [...]

    16.10.2017, BaFin
    Mitteilungen der Bundesanstalt für Finanzdienstleistungsaufsicht

    16.10.2017, BaFin
    Stellungnahmen können bis zum 17. November 2017 abgegeben werden.

    12.10.2017, EBA
    The ITS on procedures, standard forms and templates for the provision of information for the purpose of resolution plans sets out a procedure that should be followed when resolution authorities requir [...]

    12.10.2017, FSB
    This report sets out progress on implementation of the FSB’s 2014 recommendations to reform major interest rate benchmarks such as key interbank offered rates (IBORs).

    12.10.2017, PwC International
    The report is targeted at asset and wealth managers to help equip and empower them to unlock the power of our insights to help them move forward against the backdrop of accelerated change facing the i [...]

    12.10.2017, Die Deutsche Kreditwirtschaft
    Stellungnahme zum Kommunikationspapier der EU-Kommission zur Vervollständigung der Bankenunion (EDIS)

    11.10.2017, PwC Deutschland
    „Solvency II and beyond: Mit Solvency II und neuen regulatorischen Anforderungen Mehrwert schaffen”

    11.10.2017, PwC Deutschland
    Wichtige Änderungen in Recht und Gesetz

    10.10.2017, BIS
    This paper reviews NPL resolutions in several countries, and offers insights into the prerequisites for successful resolution strategies. Based on several country cases, the paper shows that the resol [...]

    10.10.2017, Die Deutsche Kreditwirtschaft
    Ergänzende Stellungnahme zum Referentenentwurf der Verordnung zur Festlegung von Leitlinien zu den Kriterien und Methoden der Kreditwürdigkeitsprüfung bei mehreren Darlehensnehmern.

    10.10.2017, ESMA
    ESMA expects market participants to take all necessary steps to ensure full compliance with the LEI requirements under MiFID II.

    10.10.2017, ESMA
    Topic of the Question: Pre-trade checks waiver

    10.10.2017, ESMA
    From building the single rulebook, towards supervisory convergence and assessing risks

    10.10.2017, ESMA
    The tables are published by ESMA in accordance with Article 88(1) of EMIR.

    09.10.2017, FSB
    The Financial Stability Board (FSB) Plenary met in Berlin on October 6, 2017

    09.10.2017, BCBS
    Press release on NSFR standard and national discretion for the NSFR's treatment of derivative liabilities.

    09.10.2017, Europäische Union
    Commission Del Reg (EU) 2017/1799 supplementing Reg (EU) No 600/2014 as regards the exemption of certain third countries central banks in their performance of monetary, foreign exchange and financial [...]

    09.10.2017, PwC International
    A monthly FS regulatory, accounting and audit bulletin, which aims to keep you up to speed with significant developments and their implications across all the financial services sectors

    09.10.2017, EBA
    The European Banking Authority (EBA) published today a periodical update of its Risk Dashboard summarising the main risks and vulnerabilities in the EU banking sector through a set of Risk Indicators [...]

    09.10.2017, Europäische Union
    Commission Del Reg (EU) 2017/1800 amending Del Reg (EU) No 151/2013 supplementing Reg (EU) No 648/2012 of the European Parliament and of the Council.

    09.10.2017, EBA
    The European Banking Authority (EBA) published today its detailed annual work programme for 2018, describing the specific activities and tasks of the Authority for the coming year, as well as a multia [...]

    06.10.2017, ESMA
    Ancillary activity and Position management controls

    06.10.2017, ESMA
    The update includes one new question and answer.

    06.10.2017, ESMA
    The Q&As have been updated with questions regarding different topics.

    06.10.2017, BaFin
    Ab Januar 2018 haben Wertpapierdienstleistungsunternehmen, die als systematische Internalisierer tätig sind, dies der BaFin unverzüglich mitzuteilen.

    06.10.2017, ESMA
    Questions and Answers (Q&As) document regarding investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR)

    06.10.2017, PwC International
    IFRS 16 - IFRS 9 - IFRS 15 - Cannon Street Press

    06.10.2017, ESMA
    The updated Q&A includes new answers in relation to Protection of securities of participants and those of their clients, Provision of banking-type ancillary services and Requirements for CSD links.

    06.10.2017, ESMA
    The updated Q&A includes a new answer in relation to the Definition of OTC Derivatives. Furthermore, the Q&A explains the Ongoing monitoring of collateral requirements.

    06.10.2017, ESMA
    The update includes three new questions and answers.

    06.10.2017, ESMA
    Latest ESMA update on MiFID II and MiFIR market structures topics - Q&A 3 October 2017

    06.10.2017, PwC Deutschland
    FATCA Guidance

    05.10.2017, PwC Deutschland
    News & Publications from PwC's Global Real Estate Network

    05.10.2017, PwC Deutschland
    Artikel in der WPg

    05.10.2017, BIS
    Financial Stability Institute (FSI), Occasional Paper No 14 October 2017

    05.10.2017, PwC Deutschland
    Stellungnahme aller Betroffenen bis zum 17. Oktober 2017 möglich.

    04.10.2017, FSB
    Consultation contains proposals for the governance arrangements for a global UPI, as a key harmonised identifier.

    04.10.2017, ESRB
    The ESRB risk dashboard is a set of quantitative and qualitative indicators of systemic risk in the EU financial system. It is published quarterly, one week after its adoption by the General Board, an [...]

    04.10.2017, Die Deutsche Kreditwirtschaft
    Comments on the Consultative Document “Simplified alternative to the standardised approach to market risk capital requirements” (BCBS 408)

    04.10.2017, Die Deutsche Kreditwirtschaft
    GBIC Comments on ECB consultation on the Guide to on-site inspections and internal models investigations

    04.10.2017, EZB
    ECB reinforces its NPL guidance for banks

    02.10.2017, ESMA
    Today’s Q&As include a new detailed answer on the obligations of the issuers in the particular case of delayed inside information that then loses its price sensitivity feature during the delay period.

    02.10.2017, IOSCO
    Securities Regulators Across the Globe are Promoting Investor Education and Protection.

    02.10.2017, ESMA
    ESMA) has issued its final draft RTS implementing the trading obligation for derivatives under MiFIR.

    02.10.2017, ESMA
    ESMA has launched a consultation on Guidelines detailing the obligations which apply to non-significant benchmarks under the BMR.

    02.10.2017, EBA
    The Opinion includes a series of recommendations aiming to develop a single and harmonised set of requirements that are reasonably simple, proportionate and relevant to the nature of investment firms [...]

    29.09.2017, Europäische Union
    Berichtigung der Delegierten Verordnung (EU) 2017/567 der Kommission vom 18. Mai 2016.

    29.09.2017, PwC Deutschland
    Nachrichten zu den aktuellen Entwicklungen der IFRS

    29.09.2017, PwC Deutschland
    FATCA Guidance

    29.09.2017, CPMI
    CPMI and IOSCO published technical guidance regarding harmonisation of the UTI

    29.09.2017, ESMA
    Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits.

    29.09.2017, ESMA
    ESMA published guidelines for the management body of market operators and data reporting services providers.

    29.09.2017, PwC Deutschland
    Die Hinweise bieten Erklärungen zu den QRTs S.29.01 bis S.29.04.

    28.09.2017, PwC Deutschland
    Regulatory Blog Beitrag zu den Veröffentlichung der Leitlinien zur Internen Governance und Beurteilung von Mitgliedern des Leitungsorgans

    28.09.2017, PwC Deutschland
    Publikationsinformationen zur 6. Auflage des Praxishandbuches "IFRS für Banken", das jetzt im Bank-Verlag erschienen und ab sofort über PwCPlus verfügbar ist.

    28.09.2017, PwC Deutschland
    Tax Relief Now Available on German Stock

    28.09.2017, Die Deutsche Kreditwirtschaft
    BaFin-Konsultation 09/2017 – Entwurf der MaSanV und Entwurf eines Merkblatts zur Sanierungsplanung

    27.09.2017, Die Deutsche Kreditwirtschaft
    Request for Information - IFRS 13 Post Implementation Review

    27.09.2017, EBA
    These draft Guidelines aim at further harmonising institutions’ internal governance arrangements, processes and mechanisms across the EU, in line with the new requirements in this area introduced in t [...]

    27.09.2017, EBA
    These Guidelines have been developed according to Article 91 (12) of Directive 2013/36/EU (CRD) and Article 9 of Directive 2014/65/EU.

    26.09.2017, Joint Committee
    The Report highlights the risks to the stability of the European financial sector in an uncertain political and economic environment, not least in light of the UK's withdrawal from the EU, highlights [...]

    26.09.2017, Joint Committee
    These Guidelines are part of the ESAs’ wider work on fostering a common approach to Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) and promote a common understanding of paym [...]

    26.09.2017, EBA
    The Implementing Technical Standards on supervisory disclosure specify the format, structure, contents list and annual publication date of the supervisory information to be disclosed by competent auth [...]

    26.09.2017, PwC Deutschland
    News & Publications from PwC's Global Real Estate Network

    26.09.2017, EZB
    EZB veröffentlicht Leitfaden zur Beurteilung der Wesentlichkeit von Änderungen an Modellen für das Gegenparteiausfallrisiko

    26.09.2017, Europäische Union
    Berichtigung der Delegierten Verordnung (EU) 2017/565 der Kommission vom 25. April 2016.

    26.09.2017, EZB
    Speech by Ignazio Angeloni [1]

    22.09.2017, EZB
    EZB veröffentlicht im Rahmen einer Konsultation Leitfadenentwürfe zur Bankzulassung und Zulassung als FinTech-Kreditinstitut

    22.09.2017, PwC Deutschland
    FATCA Guidance

    21.09.2017, PwC Deutschland
    Die digitale Transformation hat das Potential die Branche nachhaltig zu verändern.

    20.09.2017, PwC Deutschland
    BAIT stehen derzeit zur Konsultation und sind von Leasinggesellschaften analog anzuwenden.

    20.09.2017, EBA
    This work builds on the EBA’s monitoring activity of supervisory practices in the area of significant risk transfer, which the Authority started in 2014 with the publication of the EBA Guidelines on t [...]

    20.09.2017, BCBS
    FAQs on BCBS standards and answers to these together with technical elaboration of the rules text and interpretative guidance where necessary

    19.09.2017, PwC Deutschland
    FATCA Guidance

    19.09.2017, Europäische Union
    Reg (EU) 2017/1538 of the ECB of 25 August 2017 amending Reg (EU) 2015/534 on reporting of supervisory financial information (ECB/2017/25)

    18.09.2017, PwC Deutschland
    Robotics Process Automation als Startpunkt der digitalen Transformation im Accounting

    18.09.2017, Die Deutsche Kreditwirtschaft
    Stellungnahme zur BaFin Konsultation 10/2017

    15.09.2017, BaFin
    Bündelung von Lösegeldversicherungen mit Cyberversicherungen in einem Vertrag wird akzeptiert.

    15.09.2017, BaFin
    Mitteilungen der Bundesanstalt für Finanzdienstleistungsaufsicht

    15.09.2017, ESMA
    The ESMA has issued today a procedure under MiFIR laying out the steps for trading venues to temporarily opt-out from access provisions for ETDs

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